ATBIM NEW CLIENT PACKAGE

ATBIM disclosure documents

Key account information

ATBIM relationship disclosure brochure

ATBIM values the trust you have placed in us and we want to make sure that you have access to the most current information about the products and services we offer, as well as provide you with important disclosures that you should be aware of. In this brochure you will also find additional details about why we collect certain information, risks that you should consider and the role of the custodian in your account operation. It contains a lot of important information, but if there is anything else that you would like to know, please contact your investment counselor or portfolio manager.

Conflicts of interest disclosure statement

It is important for you to be informed about how we identify and respond to conflicts of interest, as our goal is to provide you with trusted advice and personalized financial solutions that help you achieve your financial goals. Our Conflicts of Interest Disclosure Statement is intended to assist you in understanding and assessing material conflicts of interest, which may exist in our relationship with you and how we address them in your best interest.

Helpful resources

All ATBIM investment counselors are either charterholders of the Chartered Financial Analysts (CFA) designation or the Chartered Investment Manager (CIM) designation. That means they are required to adhere to strict ethical standards as described in the CFA Institute Statement of Investor Rights and the CFA Code of Ethics and Standards of Professional Conduct. 

CFA Institute Statement of Investor Rights

The Statement of Investor Rights was developed by the CFA Institute to educate buyers of financial service products about conduct they are entitled to expect from financial professionals. These rights reflect the fundamental ethical principles that are critical to achieving confidence and trust in any professional relationship. The Statement of Investor Rights is a tool to help you get the information you need and the service you expect and deserve.

CFA Code of Ethics and Standards of Professional Conduct 

The CFA Code of Ethics and Standards of Professional Conduct outline the obligations and duties owed to clients and the industry in order to meet the highest ethical and professional excellence. All CFA charterholders agree to abide by the Code and Standards.  Fulfilling these obligations and duties means putting the interests of the client first and foremost and maintaining client trust.